SFC Imposes Lifetime Ban on Charles Lam Chung Yiu
Rongchai Wang Sep 03, 2024 17:16 The Securities and Futures Fee has issued a lifetime ban ...
Tag: SFC
Hong Kong’s SFC Announces Timeline for Uncertificated Securities Market
Peter Zhang Jul 16, 2024 13:55 Hong Kong's SFC unveils a timeline to implement an uncertificated ...
Hong Kong’s Resilience as a Top Asset and Wealth Management Hub: SFC Survey 2023
James Ding Jul 13, 2024 15:47 The SFC survey highlights Hong Kong's enduring place as a ...
SFC to Launch New Online Application System for Investment Products
The Securities and Futures Fee (SFC) is ready to introduce a brand new on-line software ...
SFC and HKMA Release Updated List of Financial Service Providers for OTC Derivatives
The Securities and Futures Fee (SFC) and the Hong Kong Financial Authority (HKMA) have introduced ...
SFC Imposes Three-Year and Seven-Month Ban on Wu Chao
The Securities and Futures Fee (SFC) has introduced a big regulatory motion towards Wu Chao, ...
SFC Suspends Ha Po Kwan for 12 Months Over Misconduct
The Securities and Futures Fee (SFC) has introduced a 12-month suspension of Ha Po Kwan ...
SFC Endorses Public Consultation on ESG Ratings Code of Conduct
The Securities and Futures Fee (SFC) has expressed its endorsement of an industry-led public session ...
Hong Kong SFC expands violations list adding MEXC for unlicensed operations
Hong Kong monetary regulator, the Securities and Futures Fee (SFC), issued a public warning about MEXC’s unlicensed operations inside its ...
Hong Kong’s SFC Sets 2024-2026 Agenda: Emphasis on Tokenization and Virtual Asset Innovation
The Securities and Futures Fee (SFC) of Hong Kong just lately launched its Strategic Priorities for the years 2024 to ...
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